Chapter One: Evidence-Based Practice and Its Implementation in Healthcare
Let whoever is in charge keep this simple question in her head (not, how can I always do this right thing myself, but), how can I provide for this right thing to be always done?
—Florence Nightingale (1860)
Evidence-Based Practice (
The implementation of
Evidence-based medicine de-emphasizes intuition, unsystematic clinical experience, and pathophysiologic rationale as sufficient grounds for clinical decision making and stresses the examination of evidence from clinical research. Evidence-based medicine requires new skills of the physician, including efficient literature searching and the application of formal rules of evidence [in] evaluating the clinical literature. (p. 2420)
However, the nursing profession also lays claim to the origins of
WHY EBP AND WHY NOW?
Nurses can no longer rely solely on their clinical experience to provide quality care. Nurses routinely need to question their practice and look for alternative methods to improve the processes of care. As the nurse evaluates patient care processes and their outcomes as part of everyday care, he or she must ask whether the best and the most current practices are being used and whether those interventions are producing the best outcomes for the patient. This critical thinking is the foundation for
Why has the emphasis for the use of evidence in practice gained so much momentum? The Institute of Medicine’s report, Health Professions Education (2003), called for all health professional educational programs to include competency in five areas: patient-centered care, quality improvement, interprofessional collaborative practice, health information technology, and emphasizing
The increasing complexity of the healthcare delivery systems has seen five important factors that challenge clinicians to seek and use evidence to guide their practice. The first factor is the high visibility of the quality and safety movement in healthcare. In the midst of ever-increasing healthcare choices, clinicians want to know what works to increase the quality of care delivered, including the best practices to improve and optimize patient outcomes, the satisfaction with care to optimize the patient experience throughout the continuum of care, and implementation of safer systems of care to protect patients from medical error. It has been recommended recently that consumers should be included in discussions and implementation of safety and quality initiatives at local levels, and this challenges clinicians to consider the role of patients in these initiatives. For example, proper hand-washing before and after patient contact has been consistently shown to decrease the spread of infections. Empowering patients to ask their physician or nurse when they enter their hospital room or clinic suite, “Have you washed your hands?” directly involves the patient in implementing evidence at the point of care.
The second factor is the tremendous growth of new knowledge available to today’s healthcare clinician. As of April 5, 2018, 5,235 journals are currently indexed for
The third factor is the research in healthcare that has shown that there is a considerable delay in incorporating new evidence into clinical practice (Balas & Boren, 2000). There are many examples of these delays in implementing knowledge into practice, too numerous to cite here; however, the most famous is that in 1973, there was good evidence for the effectiveness of thrombolytic therapy in reducing mortality in acute myocardial infarction (
The fourth factor is a result of the growth of new knowledge and the delays in implementing that new knowledge, a resultant decline in best care knowledge for patient care. There is so much information available to the clinician and limited time to read and evaluate it for use in practice. It is widely recognized that the knowledge of best care has a negative correlation with the year of graduation (i.e., the longer the time since graduation, the poorer a person’s knowledge of best care practices).
Finally, the tremendous consumer pressure created by an increasingly savvy consumer who has online healthcare information at her or his fingertips has increased consumer expectations to take part in treatment decisions. Patients with chronic health problems who often access the Internet have considerable expertise in the self-management of their healthcare. Nurses at the point of care are in important positions to provide up-to-date information to patients, incorporating the best available evidence when patients question the type and quality of care being provided.
The factors mentioned previously demand that nurses in today’s healthcare system be knowledgeable about their practice and use explicit criteria and methods to evaluate their practice to incorporate appropriate new evidence. However, the research over the past 15 years has been inconsistent on nurses’ use of evidence to inform and improve practice.
In one of the earliest
In 2000, Parahoo studied nurses’ perceptions of research and found that many reported a lack of skill in evaluating research and felt isolated from colleagues who might be available to discuss research findings. The study found that nurses lacked the confidence to implement change and felt that they did not have the autonomy to implement changes. Parahoo also found that organizational characteristics are the most significant barriers to research use among nurses, including lack of organizational support for
In a Cochrane review, Foxcroft and Cole (2006) examined studies that had identified organizational infrastructures that promote
Pravikoff, Tanner, and Pierce (2005) studied the
In a study to identify the presence or absence of provider and organizational variables associated with the use of
More recent studies by Melnyk and colleagues have assessed beliefs about and the state of
Importance of Using Best Available Evidence to Guide Nursing Practice
It is clear from this sampling of studies that
What elements of
EBP models are important to your organization?Is the model useful for all clinical situations and populations?
Has the model been tested and disseminated?
Is the model easy to use, and who will use the model?
They also suggested that once a model is chosen, the
EBP CONCEPTUAL FRAMEWORKS AND MODELS
A conceptual framework or model is a guide to an empirical inquiry that is built from a set of concepts, deemed critical to the inquiry, which are related and function to outline the inquiry or set of actions. Frameworks have been used in nursing to guide research and to define the foundation for nursing practice and educational programs. Likewise, models for implementing
Identification of a clinical problem or question of practice
Search for best evidence
Critical appraisal of strength, quality, quantity, and consistency of evidence
Recommendation for action (no change, change, further study) based on the appraisal of evidence
Implementation of recommendation
Evaluation of that recommendation in relationship to desired outcomes
The chapter continues with a presentation of the key nursing
Stetler’s Model of Research Utilization
Cheryl Stetler’s Model of Research Utilization (Figure 1.1) was one of the original models developed as an
r, r, r, risk factors, resources, and readiness of others to be involved.
Source: From Stetler, C. (2010). Stetler model. In J. Rycroft-Malone & T. Bucknall (Eds.), Evidence-based practice series. Oxford, UK: Wiley-Blackwell.
Dobbins’s Framework for Dissemination and Utilization of Research
In 2001, Dobbins, Cockerill, and Barnsley studied the factors affecting the utilization of systematic reviews. The purpose of their study was to determine the extent to which public health decision makers in Ontario used five systematic reviews to make policy decisions and to determine the characteristics that predict their use. The findings of the study were used to assist health services researchers in disseminating research. Informed by their own research and using Everett Rogers’s Diffusion of Innovations theory, the Dobbins’s framework for dissemination and utilization of research (Figure 1.2) was developed to inform policy and practice. The model illustrates that the process of adoption of research evidence is influenced by characteristics related to the individual, organization, environment, and innovation. The model includes five stages of innovation: knowledge, persuasion, decision, implementation, and confirmation. Identified under each of the five stages are the considerations for transferring research to practice in healthcare (Dobbins, Ciliska, Cockerill, Barnsley, & DiCenso, 2002).
Source: Adapted with permission from Dobbins, M., Ciliska, D., Cockerill, R., & Barnsley, J. (2001). Factors affecting the utilization of systematic reviews: A study of public health decision makers. International Journal of Technology Assessment in Health Care, 17(2), 203–214. doi:10.1017/S0266462300105069
Funk’s Model for Improving the Dissemination of Nursing Research
In 1987, the research team of Funk, Champagne, Tornquist, and Wiese, after concluding that there was a huge gap between the conduct of nursing research and the use of research findings to improve practice, developed the
Clinical Practice Guideline Implementation Model
The Registered Nurses Association of Ontario (
A systematic process is used to identify a well-developed, evidence-based
CPG .Appropriate stakeholders are identified and engaged.
An assessment of environmental readiness for
CPG implementation is conducted.Evidence-based implementation strategies that address the issues raised through the environmental readiness assessment are used.
An evaluation of the implementation is planned and conducted.
Consideration of resource implications to carry out these activities is adequately addressed (DiCenso et al., 2002).
The panel developed an implementation model (Figure 1.4) with an accompanying tool kit for implementing
Source: Reprinted with permission from Funk, S. G., Tornquist, E. M., & Champagne, M. T. (1989). A model for the dissemination of nursing research. Western Journal of Nursing Research, 11(3), 361–372. doi:10.1177/019394598901100311. Copyright by Sage Publications, Inc.
Source: From Registered Nurses Association of Ontario. (2002). Toolkit: Implementation of clinical practice guidelines. Retrieved from http://rnao.ca/bpg/resources/toolkit-implementation-best-practice-guidelines-second-edition.
The Johns Hopkins Nursing EBP Model and Guidelines
The Johns Hopkins Nursing
Source: From Dang, D., & Dearholt, S. (2017). The Johns Hopkins nursing evidence-based practice model and guidelines. Indianapolis, IN: Sigma Theta Tau International.
Ensure the highest quality of care.
Use evidence to promote optimal outcomes or provide equivalent care at lower cost/time.
Support rational decisions (including structural changes) that reduce inappropriate variation.
Make it easier to do our job (optimal processes).
Promote patient satisfaction and health-related quality of life (
HRQOL ).Create a culture of critical thinking and ongoing learning.
Grow an environment where evidence supports clinical and administrative decisions.
The
The
The guidelines that accompany the model describe the three phases in getting to an
The first phase, or “P” in
Recruit an interprofessional team.
Define the problem.
FIGURE 1.6Source: Reprinted with permission from Newhouse, R. P., Dearholt, S. L., Poe, S. S., Pugh, L. C., & White, K. M. (2005). Evidence-based practice: A practical approach to implementation. Journal of Nursing Administration, 35(1), 35–40. doi:10.1097/00005110-200501000-00013. Copyright by the Johns Hopkins Hospital/Johns Hopkins University.
Develop and refine the
EBP question using thePICO format, which will help to identify key search terms for the evidence search (Richardson, Wilson, Nishikawa, & Hayward, 1995):P → Patient, population, or problem (age, gender, patient setting, or symptoms)
I → Intervention (treatment, medications, education, and diagnostic tests)
C → Comparison with other treatments (may not be applicable or may not be apparent until additional reading is done)
O → Outcome (anticipated outcome).
Identify stakeholders.
Determine responsibility for project leadership.
Schedule team meetings
The second phase, or “E” in
Conduct an internal and external search for evidence: Think about key search terms for the evidence search and brainstorm about what databases and other places there are to search for the evidence.
Appraise the level and quality of each piece of evidence.
Summarize the individual evidence.
Synthesize the overall strength and quality of the evidence.
Develop recommendations for change based on evidence synthesis:
Strong, compelling evidence, consistent results
Good evidence, consistent results
Good evidence, conflicting results
Insufficient or absent evidence
The third phase, or “T” in
Determine the fit, feasibility, and appropriateness of recommendations for translation path.
Create an action plan.
Secure support and resources to implement the action plan.
Implement the action plan.
Evaluate the outcomes.
Report the outcomes to the stakeholders.
Identify the next steps.
Disseminate the findings.
This model includes a set of tools for use during each of the phases discussed previously and a very important project management tool that delineates the 19 steps in the
Development of a practice question
Stakeholder analysis tool
Evidence appraisal guideline—levels of evidence and quality-rating tool
Review tool for scientific evidence
Review tool for nonscientific evidence
Individual evidence summary table
Synthesis of evidence and recommendation tool
Project management tool (action-planning tool)
The Iowa Model of Research-Based Practice to Promote Quality Care
The Iowa Model of Research-Based Practice was developed as a decision-making algorithm to guide nurses in using research findings to improve the quality of care (Figure 1.7). It was originally published in 1994, revised in 2001, and revised again in 2015 by the Iowa Model Collaborative. The revision was based on changes in the healthcare system, emerging evidence in implementation science, and questions from users (Cullen, Hanrahan and Kleiber, 2018). The Iowa model uses the concept of “triggers” for
Is the evidence to change practice sufficient?
Are findings across studies consistent?
Are the type and quality of the findings sufficient?
Do the studies have clinical (not just statistical) relevance?
Can the studies reviewed be generalized to your population?
Are the findings of the study feasible?
How appropriate is the risk–benefit ratio?
This model emphasizes the use of pilot testing versus the implementation of a practice change.
Rosswurm and Larrabee’s Model for EBP Change
Rosswurm and Larrabee (1999), at the University of West Virginia, developed a six-step model to facilitate a shift from traditional and intuition-driven practice to implement evidence-based changes into practice (Figure 1.8). The model has been tested in the acute care clinical setting, but the authors think it is adaptable to primary care settings. The following are the six steps in the model (Larrabee, 2009):
Assess the need for change in practice by comparing internal data with external data.
Link the problem with interventions and outcomes (standard interventions, if possible).
Synthesize the best evidence (research and contextual evidence).
Design a change in practice.
Implement and evaluate the change in practice, including processes and outcomes.
Integrate and maintain the change in practice using diffusion strategies.
Note: Used/reprinted with permission from the University of Iowa Hospitals and Clinics, Copyright 2015. For permission to use or reproduce the model, please contact the University of Iowa Hospitals and Clinics at 319-384-9098 or [email protected].
Source: From Iowa Model Collaborative. (2017). Iowa Model of evidence-based practice: Revisions and validation. Worldviews on Ev i dence-Based Nursing, 14(3), 175–182. doi:10.1111/wvn.12223
Source: Reprinted with permission from Rosswurm, M. A., & Larrabee, J. H. (1999). A model for change to evidence-based practice. Journal of Nursing Scholarship, 31(4), 317–322. doi:10.1111/j.1547-5069.1999.tb00510.x. Copyright by Blackwell Publishing.
The ACE Star Model of Knowledge Transformation
The Academic Center for Evidence-Based Practice (
Point 1: Knowledge discovery (knowledge generation)
Point 2: Evidence summary (single statement from systematic review)
Point 3: Translation into practice (repackaging summarized research—clinical recommendations)
Point 4: Integration into practice (individual and organizational actions)
Point 5: Evaluation (effect on targeted outcomes)
Source: Adapted from Stevens, K. R. (2004).
Advancing Research Through Close Clinical Collaboration
The Advancing Research and Clinical Practice Through Close Collaboration (
The goals of the
Promote the use of
EBP among advanced practice nurses (APNs ) and nurses.Establish the network of clinicians who are supporting
EBP .Obtain funding for
ARCC .Disseminate the best evidence.
Conduct an annual conference on
EBP .Conduct studies to evaluate effectiveness of the
ARCC Model on process and outcomes of clinical care (Melnyk & Fineout-Overholt, 2005).
This model was originally developed to create a link between a college of nursing and a medical center. It is referred to as a clinical scholar model and relies on mentors with in-depth knowledge of
Step 1: Ask the clinical question.
Step 2: Search for the best evidence
FIGURE 1.10*Scale developed.
†Based on the
EBP paradigm and using theEBP process.ARCC , Advancing Research and Clinical Practice Through Close Collaboration;EPB , evidence-based practice.Source: Adapted from Melnyk, B. M., Fineout-Overholt, E., Giggleman, M., & Cruz, R. (2010). Correlates among cognitive beliefs,
EBP implementation, organizational culture, cohesion and job satisfaction in evidence-based practice mentors from a community hospital system. Nursing Outlook, 58(6), 301–308. doi:10.1016/j.outlook.2010.06.002Step 3: Critically appraise the evidence.
Step 4: Address the sufficiency of the evidence: to implement or not to implement?
Step 5: Evaluate the outcome of evidence implementation.
Melnyk and Fineout-Overholt (2005) conducted a pilot study to test the
The Clinical Scholar Model
The Clinical Scholar Model is attributed to work facilitated by Alyce Schultz and a team of nurses at the Maine Medical Center in Portland, Maine (see Figure 1.11). The model is based on the assumption that “knowledge users produce better patient outcomes,” and is a grassroots approach to developing a core group of point-of-care nurses who become clinical scholars and are committed to improving patient care through research, evidence-based practice, and quality improvement (Strout, Lancaster, & Schultz, 2009). The model uses an inductive approach to promote interdisciplinary
Source: Courtesy of Alyce A. Schultz RN, PhD, FAAN, Chandler, Arizona.
Honess, Gallant, and Keane (2009) reported on three
Veterans Administration’s Quality Enhancement Research Initiative Model
The Quality Enhancement Research Initiative (
Source: From Feussner, J. R., Kizer, K. W., & Demakis, J. G. (2000). The Quality Enhancement Research Initiative (
Select conditions per patient population that are associated with a high risk of disease and/or disability and/or burden of illness for veterans.
Identify evidence-based guidelines, recommendations, and best practices.
Measure and diagnose the quality and performance gaps.
Implement improvement programs.
Assess improvement program feasibility, implementation, and effects on patient, family, and healthcare system processes and outcomes.
Assess improvement program effects on
HRQOL .
The program has been implemented in a four-phase pipeline framework that begins with pilot projects for improvement and feasibility, then advances to small clinical trials, and moves to regional rollouts, and, finally, the improvement based on research becomes a national effort (Department of Veterans Affairs, 2011a, 2011b). The
CONCLUSIONS
The
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